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Record STMT-W61141BSoft law

Empowerment As Replacement for the Three Laws of Robotics

Position paper International lawGlobaladopted

This academic paper proposes replacing Asimov's Three Laws of Robotics with the information-theoretic concept of empowerment as a generic heuristic for robot behavior. The authors demonstrate through proof-of-principle scenarios how robot empowerment, human empowerment, and transfer empowerment can operationalize concepts such as self-preservation, safety, and compliance. The framework allows autonomous robots to generate appropriate behaviors without relying on explicit natural language rule comprehension or external reward structures.

Summary and content fields are drawn from the document text and are pending editorial review.

Who issued it

University of HertfordshireAcademic
Lead issuer
New York UniversityAcademic
Co-issuer
Legal forceSoft law
Under whose authorityInternational law
Judged fromfull text

Who it governs

Researchers and academicsAI developers and providersAI deployers and users

AI and robotics researchers seeking formal, information-theoretic approaches to robot safety and behavioral motivation.

Sectors
Research and science · robotics and artificial intelligence research

What the document contains

What's covered

The paper addresses the theoretical foundations of using empowerment as an alternative to Asimov's Three Laws of Robotics, detailing three distinct empowerment perspectives (robot empowerment, human empowerment, and transfer empowerment) supported by simulation scenarios.

What's missing

The document does not provide legislative text, enforceable standards, or ready-to-use software implementations for commercial robotic systems.

Key takeaways
  • Natural language rules like Asimov's Three Laws are difficult for modern robots to implement due to semantic ambiguity and lack of natural language understanding.
  • Empowerment is an information-theoretic measure quantifying how much control an agent has over its perceptible world.
  • Maximizing robot empowerment provides an operational heuristic for robot self-preservation and reliability.
  • Maximizing human empowerment from the robot's perspective incentivizes the robot to protect human agency and avoid obstruction.
  • Human-to-robot transfer empowerment establishes operational proximity and enables reliable robot reactions to human actions.
Principles it states
Robot empowerment: maximize potential causal flow from robot actuators to sensors for self-preservation.Human empowerment: robot acts to preserve and enhance human agency and safety.Transfer empowerment: maintain operational proximity and reliable interaction based on causal influence between human actions and robot sensors.
Outline
· Introduction
· Empowerment
· Empowerment Perspectives
· Discussion
Issued29 June 2017
Length14,451 words · 17 pages
FormatNot recorded
Scopeglobal

How it scores

Pending review

Each score is backed by a quote verified against the document text. Editorial review has not yet confirmed them.

Accountability

0/5

Clear responsibility for AI outcomes

N/A

screening score · 2026-10-23

Fairness

0/5

Non-discrimination and equitable treatment

N/A

screening score · 2026-10-23

Human Dignity

1/5

Respect for the inherent worth of persons

Seligman (1975) argues that humans who are forced to be in a state where one’s actions appear to have random outcomes or no outcome variation at all suffer mental health problems.

2. Empowerment

screening score · 2026-10-23

Human Oversight

3/5

Humans remain in control of consequential decisions

A robot must obey the orders given to it by human beings, except where such orders would conflict with the First Law.

1. Introduction

screening score · 2026-10-23

Privacy

0/5

Protection of personal data and private life

N/A

screening score · 2026-10-23

Transparency

0/5

Openness about how AI systems work and are used

N/A

screening score · 2026-10-23

Enforcement

0/5

Consequences and compliance mechanisms with real force

N/A

screening score · 2026-10-23

Topics

robotics information_theory empowerment intrinsic_motivation human_robot_interaction safety